Best Investors
Account
Sign in
Best Investors
Account
Sign in
Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Des Moines | IA | 05/2016 | 07/2017 |
| Sammons Retirement Solutions | West Des Moines | IA | 07/2017 | 06/2021 |
| Sammons Financial Network | West Des Moines | IA | 07/2017 | 06/2021 |
| Principal Life Insurance Co | W Des Moines | IA | 07/2021 | Present |
| Principal Securities Inc | Des Moines | IA | 07/2021 | Present |
| Principal Advised Services | Desmoines | IA | 04/2024 | Present |
***Yarn Junction Co; Not Investment Related; West Des Moines, IA; Retail Associate; Assist customers with finding yarn and answering questions.; Start Date: 10/01/2018; 15 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-25 |
Reach out to this advisor