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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-12 |
Branch Locations
30930 Russell Ranch Road Suite 250, Westlake Village, CA 91362 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill, Lynch, Pierce, Fenner & Smith Incorporated | Westlake Village | CA | 11/2013 | 06/2026 |
| Bank Of America, N.A. | Westlake Village | CA | 04/2014 | 06/2026 |
| Sanctuary Securities, Inc. | Westlake Village | CA | 06/2026 | Present |
| Sanctuary Advisors Llc | Westlake Village | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-01 |
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