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Kathleen Ellen Tranovich

Elser Financial Planning, Inc.

Indianapolis, IN

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Current Employers
Elser Financial Planning, Inc.

8900 Keystone Crossing Suite 450, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-13
IN RA APPROVED 2021-10-18
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • IN RA
    APPROVED
    Since 2021-10-18

Branch Locations

8900 Keystone Crossing Suite 450, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adam Smith Advisors Minnetonka MN 07/2009 11/2019
Elser Financial Planning, Inc Indianapolis IN 10/2021 Present
Homemaker Indianapolis IN 11/2019 09/2021
  • 07/2009 → 11/2019
    Adam Smith Advisors
    Minnetonka, MN
  • 10/2021 → Present
    Elser Financial Planning, Inc
    Indianapolis, IN
  • 11/2019 → 09/2021
    Homemaker
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-05
  • S65 Uniform Investment Adviser Law Examination
    2008-01-05
Designations
Other Names
  • Kathleen O'COnnor
  • Kathleen Ellen O'COnnor

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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