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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-27
PA RA APPROVED 2016-09-22
  • TX RA
    APPROVED
    Since 2016-09-27
  • PA RA
    APPROVED
    Since 2016-09-22

Branch Locations

180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber Technologies, Inc. San Francisco CA 05/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 09/2016 Present
Previous Registrations
  • 2016-01-18 → 2016-05-09
    Securities America Advisors, Inc.
    Moon Township, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-30
  • S66 Uniform Combined State Law Examination
    2015-10-30
Other Names
  • Natalie Lynn Gumina

View on SEC IAPD

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