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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-23 |
| CT | RA | APPROVED | 2010-02-17 |
| TX | RA | APPROVED_RES | 2001-01-23 |
Branch Locations
180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States
Pittsburgh, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh | PA | 01/2001 | Present |
| Bank Of America,N.A. | Upper St. Clair | PA | 06/2011 | Present |
I*390605 For profit or not for profit: Entity Charitable Name of outside business organization: The Joe Humphreys Student Angling Fund Investment related: N Address of business: University Park, Pennsylvania, 16802 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 6/25/2021 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Raise funds to fund an endowment for the first fly fishing curriculum program in the United States in the name of a fly fishing legend who taught the course for many years. I*105142 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UPPER ST CLAIR SCHOOL DISTRICT INVESTMENT RELATED: N ADDRESS OF BUSINESS: UPPER ST CLAIR, PENNSYLVANIA 15241 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 6/30/2017 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE BEEN ASKED TO SERVE ON A COMMITTEE CHARGED WITH RAISING FUNDS FOR THE BENEFIT OF THE UPPER ST CLAIR HIGH SCHOOL STADIUM RENOVATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-27 |
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