Cody Wyatt Cummings

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 10/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 11/2018 → 10/2024
  Summit Financial, Llc
  Parsippany, NJ
• 09/2013 → 10/2018
  Summit Risk Management, Inc.
  Parsippany, NJ
• 12/2024 → Present
  Vicus Capital, Inc.-Crd 116021
  State College, PA
• 10/2024 → Present
  Noviello Financial Group, Inc.
  Bridgewater, NJ
• 10/2024 → 05/2025
  Cetera Advisor Networks
  El Segundo, CA
• 05/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2020-07-09 → 2024-10-18
  Summit Financial, Llc
  Parsippany, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC.-CRD 116021 INVESTMENT RELATED: YES ADDRESS: 476 ROLLING RIDGE DR SUITE 315, STATE COLLEGE, PA 16801 NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM START DATE: 12/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: ACCESS PERSON BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ROLE; 2. NAME OF OTHER BUSINESS NOVIELLO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES- ADMINISTRATIVE ROLE;

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-09-20
• S65 Uniform Investment Adviser Law Examination
  2020-06-05

Other Names

• Cody W Cummings