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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2020-10-07 |
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Elmsford | NY | 05/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Elmsford | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | Present |
1) Name: David Jones Inv rel: Y Add: 565 Taxter Rd Ste 625 Elmsford NY 10523 Nature: Outside Insurance Sales Position: Independent Insurance Agent Start date: 8/1/2022 No hrs/mo: 5 No hrs/mo dur trading: 2 Describe duties: Life, Fixed Annuities, Disability, Long-term care, & Health. 2) NAME: JONES WEALTH ADVISORS, LLC INV REL: Y ADD: 565 TAXTER RD, STE 625 6TH FLR, ELMSFORD, NY 10523 NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: GENERAL MANAGER START DATE: 01/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: EXPENSE MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-02 |
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