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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2010-01-11
TX RA APPROVED 2004-07-09
FL RA APPROVED 2003-05-30
  • AR RA
    APPROVED
    Since 2010-01-11
  • TX RA
    APPROVED
    Since 2004-07-09
  • FL RA
    APPROVED
    Since 2003-05-30

Branch Locations

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 09/1998 Present
Bank Of America, N.A. The Woodlands TX 06/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-27
S63 Uniform Securities Agent State Law Examination 1999-01-07
  • S66 Uniform Combined State Law Examination
    2003-05-27
  • S63 Uniform Securities Agent State Law Examination
    1999-01-07
Other Names
  • Peter M (Iii) Cymbala
  • Pete Cymbala

View on SEC IAPD

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