Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-14 |
Branch Locations
500 Dallas Street Ste L-10, Floor 01, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2015 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 12/2020 | 10/2024 |
| Bank Of America | Houston | TX | 12/2020 | 10/2024 |
| Ameriprise Financial Services, Llc | Houston | TX | 10/2024 | 01/2026 |
| Michael John Garofalo (Contractor) | Houston | TX | 10/2024 | 01/2026 |
| J.P. Morgan Securities Llc | Houston | TX | 01/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-09 |
Reach out to this advisor