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Theresa Hang Nguyen

State Farm Investment Management Corp.

Bellevue, WA

CRD 6272291

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-04-13
AZ RA APPROVED 2024-09-30
OR RA APPROVED 2024-09-24
CA RA APPROVED 2024-09-19
WA RA APPROVED 2018-09-24
  • MO RA
    APPROVED
    Since 2026-04-13
  • AZ RA
    APPROVED
    Since 2024-09-30
  • OR RA
    APPROVED
    Since 2024-09-24
  • CA RA
    APPROVED
    Since 2024-09-19
  • WA RA
    APPROVED
    Since 2018-09-24

Branch Locations

1550 140Th Ave Ne, Ste. 100, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Bellevue WA 07/2015 Present
Theresa Nguyen Insurance Agency Bellevue WA 07/2015 Present
State Farm Investment Management Corp Bellevue WA 09/2018 Present
  • 07/2015 → Present
    State Farm Vp Management Corp
    Bellevue, WA
  • 07/2015 → Present
    Theresa Nguyen Insurance Agency
    Bellevue, WA
  • 09/2018 → Present
    Bellevue, WA
Other Businesses

1) Theresa Nguyen's Insurance Agency; Insurance Agency; Investment-related; 1550 140th Ave NE, Suite 100 Bellevue, WA 98005-4200; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2015; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-22
S63 Uniform Securities Agent State Law Examination 2013-12-13
  • S65 Uniform Investment Adviser Law Examination
    2018-09-22
  • S63 Uniform Securities Agent State Law Examination
    2013-12-13
Other Names
  • Theresa Hang Swadener
  • Hang Minh Nguyen

View on SEC IAPD

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