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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-22 |
| VA | RA | APPROVED | 2014-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 11/2013 | Present |
| Bank Of America, N.A. | Richmond | VA | 07/2014 | Present |
I*584352 For profit or not for profit: Name of outside business organization: Chesterfield Little League Investment related: No Address of business: Midlothian, VA Nature of business: Position, title, association: Committee,Board Member,Officer Start date of relationship: 12/01/2023 Number of hours devoted: 0 hrs yearly Number of hours devoted during trading hours: Duties: Recently elected President of Chesterfield Little League and Board Member- Help with the direction of Chesterfield Little League. As President of CLL, I will give guidance to the Board and represent the league at D5 Little League meetings, assist the VP of Baseball and VP of Softball with coaching candidates on Little League requirements and rules supervision. Being President of CLL, I'm assigned to participate on the Finance, Equipment, By-laws, and Buildings & Grounds Committees. Regarding my participation on the Finance Committee, I am one of 6 members on the committee to help review committee budget needs and fiscal responsibility, however I have no check writing authority nor does the organization have an investment account. Check writing authority is handled by the Treasurer and another Board member, as I am not allowed to personally handle any finances due to my role at Merrill Lynch.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-01 |
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