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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-10-31 |
Branch Locations
800 Philadelphia St Box 220, Indiana, PA 15701 • United States
Indiana, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stewart Capital Advisors, Llc | Indiana | PA | 10/2011 | 10/2024 |
| Ameriprise Financial Services, Llc | Indiana | PA | 09/2023 | Present |
Outside Employment; S&T Bancorp; I'm a Financial Advisor and dual employee of S&T Bancorp and Ameriprise Financial.; This is part of a dual program between S&T Bank and Ameriprise Financial.; 800 Philadelphia Street, , Indiana, PA, 15701; Not Investment-Related; 09/18/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 2014-02-14 |
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