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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Fairfax | VA | 12/2017 | 02/2019 |
| Raymond James | Reston | VA | 01/2015 | 11/2017 |
| Jacqueline Fish | Charlotte | NC | 04/2019 | 05/2019 |
| Jennie Derby | Charlotte | NC | 05/2019 | 05/2021 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 06/2019 | 05/2021 |
| Jacqueline Fish | Charlotte | NC | 05/2019 | 05/2021 |
| Jennie Derby | Charlotte | NY | 04/2019 | 05/2019 |
| Unemployed | Charlotte | NC | 03/2019 | 03/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2019 | 05/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2021 | 11/2024 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 05/2021 | 11/2024 |
| Lpl Financial Llc | Fort Mill | SC | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-17 |
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