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Myles Pennington Allingham

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
NC RA APPROVED 2024-11-14
  • SC RA
    APPROVED
    Since 2025-01-01
  • NC RA
    APPROVED
    Since 2024-11-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Fairfax VA 12/2017 02/2019
Raymond James Reston VA 01/2015 11/2017
Jacqueline Fish Charlotte NC 04/2019 05/2019
Jennie Derby Charlotte NC 05/2019 05/2021
Northwestern Mutual Investment Services Llc Charlotte NC 06/2019 05/2021
Jacqueline Fish Charlotte NC 05/2019 05/2021
Jennie Derby Charlotte NY 04/2019 05/2019
Unemployed Charlotte NC 03/2019 03/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2019 05/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2021 11/2024
Northwestern Mutual Investment Services Llc Milwaukee WI 05/2021 11/2024
Lpl Financial Llc Fort Mill SC 11/2024 Present
  • 12/2017 → 02/2019
    Merrill Lynch
    Fairfax, VA
  • 01/2015 → 11/2017
    Raymond James
    Reston, VA
  • 04/2019 → 05/2019
    Jacqueline Fish
    Charlotte, NC
  • 05/2019 → 05/2021
    Jennie Derby
    Charlotte, NC
  • 06/2019 → 05/2021
    Charlotte, NC
  • 05/2019 → 05/2021
    Jacqueline Fish
    Charlotte, NC
  • 04/2019 → 05/2019
    Jennie Derby
    Charlotte, NY
  • 03/2019 → 03/2019
    Unemployed
    Charlotte, NC
  • 10/2019 → 05/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2021 → 11/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2021 → 11/2024
    Milwaukee, WI
  • 11/2024 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-16
S63 Uniform Securities Agent State Law Examination 2015-03-17
  • S65 Uniform Investment Adviser Law Examination
    2018-01-16
  • S63 Uniform Securities Agent State Law Examination
    2015-03-17
Designations
Other Names
  • Myles Pennington Allingham
  • Myles Allingham
  • Myles P Allingham

View on SEC IAPD

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