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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1195 Washington Pike Ste 102, Bridgeville, PA 15017 • United States

Mc Kees Rocks, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dsf Wealth Management Group, Llc Bridgeport PA 11/2013 Present
Voya Financial Advisors Bridgeport PA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2013 → Present
    Dsf Wealth Management Group, Llc
    Bridgeport, PA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Bridgeport, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) NAME OF ENTITY:DSF WEALTH MANAGEMENT GROUP, LLC; YES; 1195 WASHINGTON PIKE STE 102; BRIDGEPORT; PA; 15017; FINANCIAL SERVICES/DBA; INDEPENDENT INSURANCE AGENT; 11/11/2013; 80; 80; SALE OF FIXED INSURANCE & SECURITIES PRODUCTS (2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 1195 WASHINGTON PIKE STE 102; BRIDGEPORT; PA; 15017; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/4/2013; 80; 40; SALES OF FIXED INSURANCE PRODUCTS (3) NAME OF ENTITY:MAKE IT HAPPEN FINANCIAL LLC; NO; 110 MAGNOLIA DRIVE; PITTSBURGH; PA; 15136; OWN AN LLC FOR INCOME TAX PLANNING PURPOSES; MEMBER; 8/13/2018; 0; 0; NONE (4) NAME OF OTHER BUSINESS: 412 FOUNDATION ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS ; NATURE OF BUSINESS: CHARITABLE FOUNDATION ; START DATE: 11/2021 POSITION/TITLE/RELATIONSHIP: FOUNDER ; APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR CREATING THE MISSION AND THE VISION OF THE FOUNDATION ; (5) NAME OF OTHER BUSINESS: TRUSTEE FOR FRIENDS IRREVOCABLE LIFE INSURANCE TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIDUCIARY ROLE; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR TRUST ASSETS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-08
  • S66 Uniform Combined State Law Examination
    2014-01-08

View on SEC IAPD

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