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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1195 Washington Pike Ste 102, Bridgeville, PA 15017 • United States
Mc Kees Rocks, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dsf Wealth Management Group, Llc | Bridgeport | PA | 11/2013 | Present |
| Voya Financial Advisors | Bridgeport | PA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF ENTITY:DSF WEALTH MANAGEMENT GROUP, LLC; YES; 1195 WASHINGTON PIKE STE 102; BRIDGEPORT; PA; 15017; FINANCIAL SERVICES/DBA; INDEPENDENT INSURANCE AGENT; 11/11/2013; 80; 80; SALE OF FIXED INSURANCE & SECURITIES PRODUCTS (2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 1195 WASHINGTON PIKE STE 102; BRIDGEPORT; PA; 15017; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/4/2013; 80; 40; SALES OF FIXED INSURANCE PRODUCTS (3) NAME OF ENTITY:MAKE IT HAPPEN FINANCIAL LLC; NO; 110 MAGNOLIA DRIVE; PITTSBURGH; PA; 15136; OWN AN LLC FOR INCOME TAX PLANNING PURPOSES; MEMBER; 8/13/2018; 0; 0; NONE (4) NAME OF OTHER BUSINESS: 412 FOUNDATION ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS ; NATURE OF BUSINESS: CHARITABLE FOUNDATION ; START DATE: 11/2021 POSITION/TITLE/RELATIONSHIP: FOUNDER ; APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR CREATING THE MISSION AND THE VISION OF THE FOUNDATION ; (5) NAME OF OTHER BUSINESS: TRUSTEE FOR FRIENDS IRREVOCABLE LIFE INSURANCE TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIDUCIARY ROLE; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR TRUST ASSETS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-08 |
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