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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-11 |
Branch Locations
1195 Washington Pike Ste 102, Bridgeville, PA 15017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dsf Wealth Management Group | Bridgeville | PA | 01/2018 | Present |
| New Pig Corporation | Tipton | PA | 06/2004 | 01/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2024 | Present |
| Cetera Advisor Networks | El Segundo | CA | 06/2021 | 04/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2023 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: JUNIATA VALLEY GIRLS BASKETBALL BOOSTERS INVESTMENT RELATED: NO ADDRESS: 6872 WILOW BROOK DRIVE ALEXANDRIA PA 16611 NATURE OF BUSINESS: SPORTS START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PLANNING AND ORGANIZING ACTIVITIES TO SUPPORT OUR GIRLS' BASKETBALL TEAM: CONCESSIONS, TEAM FOOD, CLOTHING, SPIRIT WEAR, FUNDRAISING, EVENT PLANNING, ETC. 3. NAME OF OTHER BUSINESS: 4:12 FOUNDATION INVESTMENT RELATED: NO ADDRESS: 110 MAGNOLIA DRIVE MCKEES ROCKS PA 15136 NATURE OF BUSINESS: CHARITABLE START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: VICE-CHAIR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MARKETING, WEBSITE CREATION, EVENT PLANNING, DELIVERING GRANTS TO NOMINATIONS 4. NAME OF OTHER BUSINESS: DSF WEALTH MANAGEMENT GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 6.5 BRIEF DESCRIPTION OF DUTIES: HR, IT, LEGAL, SPECIAL PROJECT MANAGEMENT, CLIENT SERVICES, PROCESS MANAGEMENT, MANAGE COMPANY KEY PRIORITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-09 |
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