Awbrey Rose Swanson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 10/2020
  Merrill Lynch, Pierce, Fenner & Smith Inc
  Bend, OR
• 05/2015 → 02/2017
  Sagestone Financial (A Practice Of Ameriprise Financial)
  Bend, OR
• 03/2017 → 11/2018
  Sagestone Financial (Practice Of Ameriprise Financial)
  Bend, OR
• 10/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Bend, OR
• 10/2020 → Present
  Raymond James Financial Services, Inc.
  Bend, OR
• 10/2020 → Present
  Bend Wealth Advisors
  Bend, OR

Previous Registrations

• 2018-11-26 → 2020-10-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bend, OR
• 2017-02-24 → 2018-11-08
  Ameriprise Financial Services, Llc
  Bend, OR

Other Businesses

(1)Name of Business: Bend Wealth Advisors Address: 523 NW Colorado Ave, Ste 100, Bend, OR, 97703, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for Raymond James business.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-30

Designations

• Certified Financial Planner

Other Names

• Awbrey Rose Gould
• Awbrey Gould