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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

651 San Ramon Valley Blvd, Danville, CA 94526 • United States

3191 Danville Blvd, Alamo, CA 94507 • United States

3223 Crow Canyon Rd, San Ramon, CA 94583 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Richmond CA 07/2010 03/2018
J.P. Morgan Securities Llc Richmond CA 10/2012 03/2018
U.S. Bancorp Investments, Inc. Danville CA 07/2018 02/2026
Unemployed San Lorenzo CA 03/2018 07/2018
U.S. Bancorp Advisors, Llc Danville CA 02/2026 Present
Previous Registrations
  • 2018-07-23 → 2026-02-13
    Danville, CA
    Walnut Creek, CA
    Concord, CA
    Walnut Creek, CA
    Concord, CA
    Antioch, CA
    Walnut Creek, CA
    Concord, CA
    Martinez, CA
    Martinez, CA
    Walnut Creek, CA
    Danville, CA
    Alamo, CA
    San Ramon, CA
  • 2012-10-01 → 2018-03-16
    Pinole, CA
    San Pablo, CA
    San Pablo, CA
    Richmond, CA
    El Cerrito, CA
    Oakland, CA
    Berkeley, CA
    Hercules, CA
    Pinole, CA
    Oakland, CA
    Oakland, CA
    Oakland, CA
    Oakland, CA
    Oakland, CA
    El Cerrito, CA
    Richmond, CA
    San Pablo, CA
    Richmond, CA
    San Pablo, CA
  • 2010-08-06 → 2012-10-01
    Chase Investment Services Corp.
    Hercules, CA
    Richmond, CA
    San Pablo, CA
    San Pablo, CA
    Pinole, CA
    Emeryville, CA
  • 2009-09-24 → 2010-08-09
    Wells Fargo Investments, Llc
    San Bruno, CA
  • 2008-11-05 → 2009-04-07
    Bancwest Investment Services, Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2008-09-19

View on SEC IAPD

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