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Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-31
  • CA RA
    APPROVED
    Since 2024-05-31

Branch Locations

Tracy, CA • United States

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Foundation Of San Joaquin Stockton CA 10/2011 05/2018
Massachusetts Mutual Life Insurance Company Springfield MA 12/2014 05/2018
Mml Distributors Llc Tracy CA 02/2015 05/2018
Massmutual Springfield MA 02/2019 01/2021
Mml Distributors, Llc Tracy CA 04/2019 01/2021
Unemployed Tracy CA 05/2018 02/2019
Gwfs Equities, Inc. Ludlow MA 01/2021 04/2024
Cambridge Investment Research Inc. Fairfield IA 05/2024 Present
Retirement Plan Advisors, Llc Chicago IL 05/2024 Present
  • 10/2011 → 05/2018
    Community Foundation Of San Joaquin
    Stockton, CA
  • 12/2014 → 05/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 02/2015 → 05/2018
    Mml Distributors Llc
    Tracy, CA
  • 02/2019 → 01/2021
    Massmutual
    Springfield, MA
  • 04/2019 → 01/2021
    Mml Distributors, Llc
    Tracy, CA
  • 05/2018 → 02/2019
    Unemployed
    Tracy, CA
  • 01/2021 → 04/2024
    Gwfs Equities, Inc.
    Ludlow, MA
  • 05/2024 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 05/2024 → Present
    Chicago, IL
Previous Registrations
Other Businesses

1. RETIREMENT PLAN ADVISORS, LLC, 229 E Granada Way, Tracy CA 95376, United States, 05/31/2024, IAR, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. DAVID MCCRAY, 229 E Granada Way, Tracy CA 95376, 06/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 5 HR/MO TRADING. 3. RETIREMENT PLAN ADVISORS HOLDINGS, INC., 29 E. Madison St., Suite 500, Chicago, IL 60602, United States, START DATE 09/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 4. SAN JOAQUIN COUNTY OFFICE OF EDUCATION EDUCATIONAL FOUNDATION, 2922 Transworld Drive, Stockton CA 95206, United States, START DATE 01/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, HR/MO 1, HR/MO TRADING 1 5. SAN JOAQUIN COUNTY EMPLOYEE RETIREMENT ASSOCIATION, 220 E. Channel Street, Stockton CA 95202, 06/01/2026, BOARD MEMBER, BOARD MEMBER/BOARD TRUSTEE, NIR, 4 HR/MO - 2 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-12
  • S66 Uniform Combined State Law Examination
    2022-02-12
Other Names
  • David C Mccray
  • David Mccray

View on SEC IAPD

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