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29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-31 |
Branch Locations
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Foundation Of San Joaquin | Stockton | CA | 10/2011 | 05/2018 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 12/2014 | 05/2018 |
| Mml Distributors Llc | Tracy | CA | 02/2015 | 05/2018 |
| Massmutual | Springfield | MA | 02/2019 | 01/2021 |
| Mml Distributors, Llc | Tracy | CA | 04/2019 | 01/2021 |
| Unemployed | Tracy | CA | 05/2018 | 02/2019 |
| Gwfs Equities, Inc. | Ludlow | MA | 01/2021 | 04/2024 |
| Cambridge Investment Research Inc. | Fairfield | IA | 05/2024 | Present |
| Retirement Plan Advisors, Llc | Chicago | IL | 05/2024 | Present |
1. RETIREMENT PLAN ADVISORS, LLC, 229 E Granada Way, Tracy CA 95376, United States, 05/31/2024, IAR, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. DAVID MCCRAY, 229 E Granada Way, Tracy CA 95376, 06/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 5 HR/MO TRADING. 3. RETIREMENT PLAN ADVISORS HOLDINGS, INC., 29 E. Madison St., Suite 500, Chicago, IL 60602, United States, START DATE 09/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING 4. SAN JOAQUIN COUNTY OFFICE OF EDUCATION EDUCATIONAL FOUNDATION, 2922 Transworld Drive, Stockton CA 95206, United States, START DATE 01/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, HR/MO 1, HR/MO TRADING 1 5. SAN JOAQUIN COUNTY EMPLOYEE RETIREMENT ASSOCIATION, 220 E. Channel Street, Stockton CA 95202, 06/01/2026, BOARD MEMBER, BOARD MEMBER/BOARD TRUSTEE, NIR, 4 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-12 |
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