Best Investors Account Sign in

Claudia Lares-Jimenez

Wells Fargo Clearing Services, LLC

Palm Desert, CA

St. Louis, MO

CRD 6271252

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-27
  • CA RA
    APPROVED
    Since 2025-03-27

Branch Locations

74245 Hwy 111 Ste 203, Palm Desert, CA 92260 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Palm Desert CA 11/2013 11/2016
Wells Fargo Bank Palm Desert CA 03/1990 Present
Wells Fargo Clearing Services, Llc Palm Desert CA 11/2016 08/2024
Wells Fargo Clearing Services San Diego CA 02/2025 Present
  • 11/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Palm Desert, CA
  • 03/1990 → Present
    Wells Fargo Bank
    Palm Desert, CA
  • 11/2016 → 08/2024
    Wells Fargo Clearing Services, Llc
    Palm Desert, CA
  • 02/2025 → Present
    Wells Fargo Clearing Services
    San Diego, CA
Previous Registrations
  • 2014-06-24 → 2024-08-29
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Palm Desert, CA
    Minneapolis, MN
    San Diego, CA
    Palm Desert, CA
    Tarpon Springs, FL
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-24
  • S66 Uniform Combined State Law Examination
    2014-06-24
Other Names
  • Claudia Catalina Lares Jimenez
  • Lulu Lares
  • Claudia Catalina Jimenez

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
THE WEALTH CONSULTING GROUP

Nearby Investors

MICHAEL J GOODMAN
GREGORY C HILL
NEAL BRIAN WILSON

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA

More in Palm Desert, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor