Soly Solomon Kor

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-03

TX RA
APPROVED

Since 2011-01-03

Branch Locations

901 S Mopac Espressway Bldg. 1, Ste. 300, Austin, TX 78746 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	01/2011	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	01/2011	Present

01/2011 → Present

Cambridge Investment Research, Inc

Fairfield, IA
01/2011 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2007-03-09 → 2010-12-31

Evolve Investment Advisors

Austin, TX
2004-04-05 → 2007-03-12

Riverstone Wealth Management, Inc.

Austin, TX

Austin, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2011M ADVISORY REP OF AN RIA, INV REL, 140 HR/MO, 140 HR/MO TRADING. 2) KOR FINANCIAL WELLNESS, 901 S MOPAC EXPRESSWAY, BUILDING 1, SUITE 300, AUSTIN, TX, 09/2022, OWNER, DBA, INV REL, 160 HR/MO, 160 HR TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-01
S63	Uniform Securities Agent State Law Examination	1998-08-26

S65 Uniform Investment Adviser Law Examination

2004-04-01
S63 Uniform Securities Agent State Law Examination

1998-08-26

View on SEC IAPD