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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc New York NY 09/2014 03/2017
Mml Investors Services, Llc Boston MA 03/2017 Present
Massmutual Life Insurance Co Boston MA 07/2016 Present
  • 09/2014 → 03/2017
    Metlife Securities, Inc
    New York, NY
  • 03/2017 → Present
    Boston, MA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Boston, MA
Previous Registrations
  • 2015-06-24 → 2018-02-01
    Overland Park,, KS
    Boston, MA
  • 2015-04-21 → 2017-03-25
    Msi Financial Services, Inc.
    Boston, MA
Other Businesses

Name: Top Run Equestrian, LLC Inv Rel: N Add: 252 Two Creeks Loop, Chapel Hill, NC 27517 Nature: Equestrian Position: Member/Owner Start Date: 12/17/2020 No. Hr/Mo: 20 No. Hr/Mo During Sec Trading: 5 Duties: Equestrian competition and sales of jumping sports horses .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-28
  • S66 Uniform Combined State Law Examination
    2015-03-28

View on SEC IAPD

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