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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-04-12
TX RA APPROVED 2021-04-12
  • MI RA
    APPROVED
    Since 2021-04-12
  • TX RA
    APPROVED
    Since 2021-04-12

Branch Locations

123 N. Ann Arbor Street, Saline, MI 48176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2013 04/2021
Saline Fiddle Group Inc Saline MI 07/2013 12/2020
Us Army National Guard Wyoming MI 01/2009 03/2017
Musician Holland MI 02/2002 Present
Raymond James Financial Services, Inc. Saline MI 04/2021 Present
Raymond James Financial Services Advisors, Inc. Saline MI 04/2021 Present
Arcadia Capital Holland MI 04/2021 12/2023
  • 12/2013 → 04/2021
    St Louis, MO
  • 07/2013 → 12/2020
    Saline Fiddle Group Inc
    Saline, MI
  • 01/2009 → 03/2017
    Us Army National Guard
    Wyoming, MI
  • 02/2002 → Present
    Musician
    Holland, MI
  • 04/2021 → Present
    Raymond James Financial Services, Inc.
    Saline, MI
  • 04/2021 → Present
    Saline, MI
  • 04/2021 → 12/2023
    Arcadia Capital
    Holland, MI
Previous Registrations
  • 2014-01-27 → 2021-04-13
    Ann Arbor, MI
    Maryland Heights, MO
    Maryland Heights, MO
    Ann Arbor, MI
Other Businesses

(1)Name of Business: Holland Symphony Orchestra Address: 96 W 15th St, Holland, MI, 49423, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 03/05/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the board to oversee development and mission of the Holland Symphony. Serving on the finance and investment committee. (2)Name of Business: Luke Panning Address: 580 Central Ave, Holland, MI, 49423, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 04/12/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Freelance musician and recording artist. Paid performer for a variety of venues across Michigan.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2014-01-24
Designations

View on SEC IAPD

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