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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-04-12 |
| TX | RA | APPROVED | 2021-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 12/2013 | 04/2021 |
| Saline Fiddle Group Inc | Saline | MI | 07/2013 | 12/2020 |
| Us Army National Guard | Wyoming | MI | 01/2009 | 03/2017 |
| Musician | Holland | MI | 02/2002 | Present |
| Raymond James Financial Services, Inc. | Saline | MI | 04/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Saline | MI | 04/2021 | Present |
| Arcadia Capital | Holland | MI | 04/2021 | 12/2023 |
(1)Name of Business: Holland Symphony Orchestra Address: 96 W 15th St, Holland, MI, 49423, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 03/05/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the board to oversee development and mission of the Holland Symphony. Serving on the finance and investment committee. (2)Name of Business: Luke Panning Address: 580 Central Ave, Holland, MI, 49423, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 04/12/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Freelance musician and recording artist. Paid performer for a variety of venues across Michigan.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-24 |
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