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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-31
TX RA APPROVED 2025-07-31
  • PA RA
    APPROVED
    Since 2025-07-31
  • TX RA
    APPROVED
    Since 2025-07-31

Branch Locations

1224 W Lincoln Hwy Ste 200, Valley Township, PA 19320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Absolute Home Morgage Corporation West Paterson PA 10/2013 07/2025
Securities America, Inc. Valley Township PA 11/2013 09/2016
Securities America Advisors Omaha NE 04/2014 09/2016
Commonwealth Financial Network Waltham MA 09/2016 07/2025
Kestra Investment Services Llc Valley Township PA 07/2025 Present
Kestra Advisory Services, Llc Valley Township PA 07/2025 Present
  • 10/2013 → 07/2025
    Absolute Home Morgage Corporation
    West Paterson, PA
  • 11/2013 → 09/2016
    Securities America, Inc.
    Valley Township, PA
  • 04/2014 → 09/2016
    Securities America Advisors
    Omaha, NE
  • 09/2016 → 07/2025
    Waltham, MA
  • 07/2025 → Present
    Kestra Investment Services Llc
    Valley Township, PA
  • 07/2025 → Present
    Valley Township, PA
Previous Registrations
  • 2016-09-30 → 2025-07-31
    Valley Township, PA
    Freehold, NJ
    Marlboro, NJ
  • 2014-04-04 → 2016-09-30
    Securities America Advisors, Inc.
    Valley Township, PA
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RENTAL PROPERTY - 404 N DARLINGTON ST, WEST CHESTER PA 19380 POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2025 ADDRESS: 404 N Darlington St, West Chester PA 19380, United States DESCRIPTION: Financial oversight. Day to day maintenance and tenant communication is done through a separate property management company. Name: 211 W LAFAYETTE, WEST CHESTER 19380 POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 211 W Lafayette St, West Chester PA 19380, United States DESCRIPTION: Oversight, property management company used for day to day maintenance and communication with tenants. Name: DYNASTY ADVISORS LLC POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 07/31/2025 ADDRESS: 1224 W Lincoln Hwy, Coatesville PA 19320, United States DESCRIPTION: Registered Rep Name: DYNASTY ADVISORS - FIXED INSURANCE POSITION: Representative NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/29/2020 ADDRESS: 1224 W Lincoln Hwy, Coatesville PA 19320, United States DESCRIPTION: Initial and ongoing communication with clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-31
  • S66 Uniform Combined State Law Examination
    2014-03-31
Designations
  • Certified Financial Planner

View on SEC IAPD

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