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Ashley Lynn Bourne

Ubs Financial Services Inc.

Knoxville, TN

Washington, DC

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-03-16
DC RA APPROVED 2015-09-09
  • TN RA
    APPROVED
    Since 2023-03-16
  • DC RA
    APPROVED
    Since 2015-09-09

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Washington, Dc DC 11/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-01
S63 Uniform Securities Agent State Law Examination 2015-07-08
  • S65 Uniform Investment Adviser Law Examination
    2015-09-01
  • S63 Uniform Securities Agent State Law Examination
    2015-07-08
Other Names
  • Ashley Lynn Higgins
  • Ashley Lynn Lynn Higgins

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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