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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-11-20 |
| AR | RA | APPROVED | 2025-08-27 |
| NJ | RA | APPROVED | 2025-08-25 |
| NY | RA | APPROVED | 2025-02-19 |
Branch Locations
Long Beach, NY • United States
900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce One Financial | Uniondale | NY | 11/2013 | 07/2024 |
| Guardian Life Insurance | Garden City | NY | 08/2024 | Present |
| Park Avenue Securities | Garden City | NY | 08/2024 | Present |
| Guardian Life Insurance | Long Beach | NY | 08/2024 | Present |
| Park Avenue Securities | Long Beach | NY | 08/2024 | Present |
1. Signature premier properties. Start: 10/1/2020, Address: 75 Seaman Ave Rockville Centre, NY 11570, 1 total hour per month; 0 during securities trading, Investment Related, Less than 10% Annual Compensation, 2. Playing music in a band at various locations, Start: 3/10/2019, Address: N/A 15 total hours per month; 0 during securities trading, Not investment related, Less than 10% Annual Compensation, 3. Board Member of New York Terps, Start: 9/2/2025, Address: 7801 Alumni Drive College Park, MD 20742, 2 total hours per month; 0 during securities trading, Not investment related, No Annual Compensation, 4. Long Beach Chamber of Commerce Board-Board Member, Start: 1/01/2026, Address: 780 Long Beach Blvd, Long Beach, NY 11561, 2 total hours per month; 0 during securities trading, Not investment related, No Annual Compensation, 5. Outside Insurance, Start Date: 5/15/2026, Nature: Insurance outside of Guardian, Address: 310 Riverside Blvd Apt 2C Long Beach, NY 11561, Duties: Broker selling insurance other than Guardian, 1 total hr/month; 1 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-08 |
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