Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ascensus Investment Advisors, LLC CRD 120632
$13.0B regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-07-26 |
Branch Locations
Indian Trail, NC • United States
140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 02/2015 | 05/2022 |
| Bank Of America, N.A. | Charlotte | NC | 03/2015 | 05/2022 |
| Ascensus | Dresher | PA | 05/2022 | Present |
Applicant is employed with the firm's parent company, Ascensus, LLC. In addition to his association with the member firm, he is also associated with FuturePlan by Ascensus, a network of retirement plan administrators and represents the full time execution of his Ascensus job responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-31 |
Reach out to this advisor