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Christopher Bruce Nicholson

Mariner

Greenville, SC

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-05
  • SC RA
    APPROVED
    Since 2026-05-05

Branch Locations

325 Rocky Slope Rd Suite 302, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Private Capital, Llc Sarasota FL 11/2013 11/2016
G.F. Investment Services, Llc Sarasota FL 04/2016 11/2016
Tiaa Bradenton FL 11/2016 04/2026
Tiaa-Cref Individual & Institutional Services, Llc Sarasota FL 11/2016 06/2021
Tiaa-Cref Individual & Institutional Services, Llc Bradenton FL 06/2025 04/2026
Mariner Overland Park KS 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-29
S65 Uniform Investment Adviser Law Examination 2013-12-20
  • S63 Uniform Securities Agent State Law Examination
    2016-08-29
  • S65 Uniform Investment Adviser Law Examination
    2013-12-20
Designations
Other Names
  • Chris Nicholson
  • Christopher Bruce Nicholson
  • Christopher Nicholson

View on SEC IAPD

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