Joseph Leighton Deming

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-12-08
SC	RA	APPROVED	2019-06-21

GA RA
APPROVED

Since 2021-12-08
SC RA
APPROVED

Since 2019-06-21

Branch Locations

2230 Riverside Pkwy, Lawrenceville, GA 30043 • United States

Gainesville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Publix Grocery Store	Greenville	SC	07/2016	03/2018
United Community Bank	Greenville	SC	04/2018	03/2019
Lpl Financial Llc	Greenville	SC	03/2019	Present

07/2016 → 03/2018

Publix Grocery Store

Greenville, SC
04/2018 → 03/2019

United Community Bank

Greenville, SC
03/2019 → Present

Lpl Financial Llc

Greenville, SC

Previous Registrations

2014-03-24 → 2015-03-31

Edward Jones

Greenville, SC

St Louis, MO

Other Businesses

1) 10/11/2024 - United Community Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/02/2023 - 160 Hours Per Month/ 120 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-19

S66 Uniform Combined State Law Examination

2019-06-19

Other Names

Joseph Deming

View on SEC IAPD