Lawrence A Ashong Katai

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 12/2015 → Present
  Bank Of America, N.A.
  Lincoln, RI

Other Businesses

I*496122 For profit or not for profit: Name of outside business organization: Lawrence Ashong-Katai Investment related: N Address of business: Providence, Rhode Island, 02904 Nature of business: Position, title, association: , Start date of relationship: 7/12/2013 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

• S66 Uniform Combined State Law Examination
  2016-12-03
• S63 Uniform Securities Agent State Law Examination
  2014-03-03

Other Names

• Lawrence Ashong