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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-28
WI RA APPROVED 2021-09-28
  • TX RA
    APPROVED
    Since 2021-09-28
  • WI RA
    APPROVED
    Since 2021-09-28

Branch Locations

480 Pilgrim Way, Green Bay, WI 54304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/2013 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Green Bay WI 09/2021 Present
Bank Of America, N.A. Green Bay WI 11/2021 Present
Previous Registrations
  • 2014-02-24 → 2021-09-30
    Green Bay, WI
    St Louis, MO
    Green Bay, WI
Other Businesses

I*844286For profit or not for profit: Entity For Profit Name of outside business organization: Green Bananas LLC Investment related: No Address of business: Green Bay, Wisconsin, 54313Nature of business: Limited Liability Company Position, title, association: Owner, Start date of relationship: 5/31/2022 Number of hours devoted: 2 hours Yearly Number of hours devoted during trading hours: 0 Duties: Collect Farming Rental IncomeRental Property Manor, TX Start date: 6/10/2012OwnerHours per week: 0Hours during trading: 0None, Property management takes care of property I*1250248For profit or not for profit: Entity For Profit Name of outside business organization: YMONOCE, LLC Investment related: No Address of business: Green Bay, Wisconsin, 54313, United States Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member, Start date of relationship: 4/11/2023Number of hours devoted: 1 hours Monthly Number of hours devoted during trading hours: 0 Duties: LLC holding companyI*697239For profit or not for profit: Entity For Profit Name of outside business organization: Zub Dau LLC Investment related: No Address of business: Lena, Wisconsin, 54139Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 1/1/2022Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: To hold the ParcelI,I*1250247For profit or not for profit: Entity For Profit Name of outside business organization: Green Bananas, LLC Investment related: No Address of business: Dos Rios, California, 95429 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member, Start date of relationship: 4/11/2023 Number of hours devoted: 0 Weekly Number of hours devoted during trading hours: 0 Duties: Investment and Farming land I*1410280, Entity Type, Name of OBA: Some like It Neat, LLC Address: Green Bay, WI 54313 Investment Related: N Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/28/2023 No Hours: 1 yearly No Hours during trading: 0 Duties: Holding Company. No responsibility outside of keeping for the LLC in good standing with stateI*: 2199267Entity Type: CharitableName of OBA: Freedom HouseAddress: Green Bay, WI 54311Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 2/13/2025Number of Hours: 100 hrs annuallyNumber of Hours during trading: 0Duties: General Board Member I*1166339 Entity Type: Entity Governmental Name of OBA: Village of Howard Police and Fire Commission Address: Howard, Wisconsin, 54313 Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/08/2023 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: The Village of Howard Police and Fire Commission shall have the powers and duties as prescribed in Wis. Stats. § 62.13, and such other powers and duties as the Village Board may from time to time designate. General rules for the government of the village police and fire departments shall be promulgated by the village Police and Fire Commission. A member on a board voting to support the decision of the chief

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-10
  • S66 Uniform Combined State Law Examination
    2014-01-10

View on SEC IAPD

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