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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-01-10
  • IN RA
    APPROVED
    Since 2014-01-10

Branch Locations

1409 W. Plymouth St, Bremen, IN 46506 • United States

518 N. Michigan Street, Argos, IN 46501 • United States

516 Main St, Rochester, IN 46975 • United States

109 North Main, North Liberty, IN 46554 • United States

1620 South Us 35, Knox, IN 46534 • United States

201 S Michigan, Lapaz, IN 46537 • United States

100 West Main, Winamac, IN 46996 • United States

411 Illinois Street, Walkerton, IN 46574 • United States

316 N. Center St., Plymouth, IN 46563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Source Bank Bremen IN 09/2013 Present
Lpl Financial Llc Bremen IN 12/2013 Present
  • 09/2013 → Present
    1St Source Bank
    Bremen, IN
  • 12/2013 → Present
    Bremen, IN
Other Businesses

(1) 01/27/2014: 1st Source Asset Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 02/29/2024 - Real Estate Rental - Investment Related - Bremen, IN - Start Date 02/23/2024 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-09
  • S66 Uniform Combined State Law Examination
    2014-01-09
Designations
Other Names
  • Benjamin Fanning

View on SEC IAPD

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