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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-09-25
  • IN RA
    APPROVED
    Since 2018-09-25

Branch Locations

111 North Main Street, Nappanee, IN 46550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schrock Financial Llc Nappanee IN 12/2005 Present
Securities Service Network Nappanee IN 12/2012 09/2018
Ssn Advisory, Inc Nappanee IN 12/2012 09/2018
Silver Oak Securities, Inc. Jackson TN 09/2018 Present
  • 12/2005 → Present
    Schrock Financial Llc
    Nappanee, IN
  • 12/2012 → 09/2018
    Securities Service Network
    Nappanee, IN
  • 12/2012 → 09/2018
    Ssn Advisory, Inc
    Nappanee, IN
  • 09/2018 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
Previous Registrations
  • 2012-12-07 → 2018-09-23
    Ssn Advisory, Inc.
    Nappanee, IN
  • 2004-02-04 → 2012-12-21
    Concourse Financial Group Securities, Inc.
    Nappanee, IN
    Nappanee, IN
Other Businesses

1. Schrock Financial LLC,Is Investment Related,,Insurance sales,Agent,2002-06-01,3 hours per month,0 hours per month during trading hours,Commission Compensation,"I sell life, health, disability, and long term care insurance." 2. G & R SCHROCK HOLDINGS LLC - 111 N. MAIN ST., NAPPANEE, IN 46550 - 07/2011 START DATE - NIR - COMMERCIAL BUILDING RENTAL TO SCHROCK FINANCIAL. - COLLECT RENTS, PAY MORTGAGE AND PROPERTY TAXES, AND FILE INCOME TAX RETURN EACH YEAR - PARTNERSHIP - 0 HRS/MO DURING TRADING - 2% OF TIME

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-26
S63 Uniform Securities Agent State Law Examination 2002-10-09
  • S65 Uniform Investment Adviser Law Examination
    2004-01-26
  • S63 Uniform Securities Agent State Law Examination
    2002-10-09

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