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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2014-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2014 | Present |
Harvest Anglican Church 213 W. Curtis St. Simpsonville, SC 29681, Finance Committee Member, Meet once a month to review financials and help make budgetary decisions for the church, 08/20/2024, 1HR/MO, Consultant, Business consulting to startups and small business owners, 5HRS/Mo. Name: Panning Holdings, LLC Role: Holding company for operating expenses. Not used to conduct financial advisory, brokerage, or insurance business. Role: Member of a Limited Liability Company;Owner Address: 141 Traction St, Greenville, SC 29611 Start Date: 1/17/2026 Relationship: Managing Member Hours: 2 Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-12 |
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