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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-07 |
| NJ | RA | APPROVED | 2020-12-07 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Cranford | NJ | 07/2015 | 07/2019 |
| Park Ave Securities | Cranford | NJ | 10/2015 | 12/2017 |
| Morgan Stanley | Morristown | NJ | 03/2020 | Present |
| Caffe Navonna | Rockaway | NJ | 07/2016 | 11/2019 |
| Lakeside Tavern | Budd Lake | NJ | 12/2019 | Present |
| Muldoon's | Ledgewood | NJ | 07/2019 | Present |
1. Bartending/Waitressing I will be bartending and waitressing at Lakeside Tavern on weekends. Address: 331 US-46; Budd Lake, NJ 07828 Hrs per month - Tot/Bus: 32 2. Bartending I will be bartending at Muldoon's one night a week. Address: 1447 US-46; Ledgewood, NJ 07852 Hrs per month - Tot/Bus: 16 Not investment related *412813 - 151 Osprey; Investment related Yes; Allamuchy, NJ; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2020; During business hours: 0; After business hours: 1; Property Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-04 |
| S65 | Uniform Investment Adviser Law Examination | 2014-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-20 |
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