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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 03/2015 08/2023
Renaissance Financial St. Louis MO 10/2014 Present
United States Navy Reserve St. Loui MO 07/2006 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2015 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 10/2014 → Present
    Renaissance Financial
    St. Louis, MO
  • 07/2006 → Present
    United States Navy Reserve
    St. Loui, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-04-01 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
  • 2014-04-07 → 2014-04-11
    St Louis, MO
    St Louis, MO
    St Louis, MO
Other Businesses

1. U.S. NAVY POSITION: Employee NATURE: Employee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: , St. Louis MO , United States DESCRIPTION: Employee 2. NAME OF OTHER BUSINESS: VETERANS OF FOREIGN WARS POST 3500, INVESTMENT RELATED: NO, ADDRESS: 1717 S BIG BEND BLVD, RICHMOND HEIGHTS, MO 63117, NATURE OF BUSINESS: NON-PROFIT, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: POST COMMANDER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: PRIMARY ENFORCER OF POST POLICIES, RULES, RITUALS, AND PROCEDURES. SOLE ARBITER OF ANY MEMBERSHIP DISPUTES. RESPONSIBLE FOR HOLDING AND GOVERNING MONTHLY MEETINGS; 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 2014 POSITION/TITLE/RELATIONSHIP: Registered Staff/Principle APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2014-01-24

View on SEC IAPD

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