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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-11-17 |
Branch Locations
301 Pennsylvania Ave W, Warren, PA 16365-2414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Savings Bank | Warren | PA | 08/2008 | 11/2025 |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2015 | 08/2017 |
| Lpl Financial Llc | Warren | PA | 10/2017 | 06/2025 |
| Osaic Wealth, Inc. | Warren | PA | 07/2025 | 11/2025 |
| Ameriprise Financial Services, Llc | Warren | PA | 11/2025 | Present |
Outside Employment; CNB; Various bank activities; Manage advisory business; 301 Pennsylvania Ave W, , Warren, PA, 16365; Investment-Related; 11/17/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-04 |
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