Best Investors Account Sign in
Inactive

Kevin Smith

Wealth Enhancement Advisory Services, LLC

Malvern, PA

Plymouth, MN

Claim This Profile
Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-10
  • PA RA
    APPROVED
    Since 2024-07-10

Branch Locations

30 Liberty Blvd Suite 200, Malvern, PA 19355 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 11/2013 10/2020
Facet Wealth Downingtown PA 11/2020 06/2021
Facet Wealth Baltimore MD 10/2020 06/2021
Vanguard Valley Forge PA 11/2013 10/2020
The Vanguard Group, Inc Malvern PA 06/2021 06/2024
Wealth Enhancement Group Malvern PA 07/2024 Present
Wealth Enhancement Advisory Services Malvern PA 07/2024 Present
  • 11/2013 → 10/2020
    The Vanguard Group, Inc.
    Malvern, PA
  • 11/2020 → 06/2021
    Facet Wealth
    Downingtown, PA
  • 10/2020 → 06/2021
    Facet Wealth
    Baltimore, MD
  • 11/2013 → 10/2020
    Vanguard
    Valley Forge, PA
  • 06/2021 → 06/2024
    The Vanguard Group, Inc
    Malvern, PA
  • 07/2024 → Present
    Wealth Enhancement Group
    Malvern, PA
  • 07/2024 → Present
    Wealth Enhancement Advisory Services
    Malvern, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-31
S63 Uniform Securities Agent State Law Examination 2013-12-18
  • S65 Uniform Investment Adviser Law Examination
    2015-07-31
  • S63 Uniform Securities Agent State Law Examination
    2013-12-18
Designations
Other Names
  • Kevin Smith
  • Kevin Robert Smith

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
MVO PRIVATE WEALTH, LLC
LPL FINANCIAL LLC
TRAYNOR CAPITAL MANAGEMENT
NORTHEAST ADVISERS, INC.
HARVEST FINANCIAL PARTNERS
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC

Other Investors

MARK EDWARD MUELLER
ROBERT STACY FRIED
KELLY K PASTER
David Sung
Matthew Maskarinec
JARED IAN HARK
MICHAEL JOHN JORDAN
SIMON ANTOINE ARRATA

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

More in Malvern, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor