Rotonya Easton

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-03

TX RA
APPROVED

Since 2021-11-03

Branch Locations

3336 South Southwest Loop 323, Tyler, TX 75701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc.	Tyler	TX	05/2014	Present
Primerica Financial Services	Tyler	TX	11/2013	Present
Self Employed	Grand Prairie	TX	06/2011	Present
Ranstand	Fort Worth	TX	03/2017	04/2017
Winstar	Thakerville	OK	06/2017	09/2017

05/2014 → Present

Pfs Investments Inc.

Tyler, TX
11/2013 → Present

Primerica Financial Services

Tyler, TX
06/2011 → Present

Self Employed

Grand Prairie, TX
03/2017 → 04/2017

Ranstand

Fort Worth, TX
06/2017 → 09/2017

Winstar

Thakerville, OK

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-26
S63	Uniform Securities Agent State Law Examination	2014-07-15

S65 Uniform Investment Adviser Law Examination

2021-10-26
S63 Uniform Securities Agent State Law Examination

2014-07-15

Other Names

Rotonya Carr
Rotonya Smallwood
Rotonya Shirell Easton

View on SEC IAPD