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516 North Tryon Street, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/2013 | 03/2026 |
| Self Employed | Charlotte | NC | 03/2018 | Present |
| Linden Thomas And Company Securites, Llc | Charlotte | NC | 03/2026 | Present |
| Linden Thomas Advisory Services, Llc | Charlotte | NC | 03/2026 | Present |
ADDRESS: Charlotte, NC; NATURE OF BUSINESS: Music; POSITION: Musician; START DATE: 03/2018; APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Musician
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-18 |
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