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Rhonda L Gilliam

Fifth Third Securities, Inc.

Charlotte, NC

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-04-07
  • NC RA
    APPROVED
    Since 2016-04-07

Branch Locations

7530 Pineville Matthews Rd, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Charlotte NC 02/2016 Present
  • 02/2016 → Present
    Fifth Third Securities
    Charlotte, NC
Other Businesses

Uber - Charlotte, NC - taxi service - driver - 20 hrs/mo (0 during mkt hrs)- not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-07
S63 Uniform Securities Agent State Law Examination 2013-12-19
  • S66 Uniform Combined State Law Examination
    2016-04-07
  • S63 Uniform Securities Agent State Law Examination
    2013-12-19
Other Names
  • Rhonda Louise Parker
  • Rhonda Parker
  • Rhonda P Gilliam
  • Rhonda Parker Gilliam
  • Rhonda L Parker

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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