Steven Bradley Anderson

Current Employers

Employment History

• 03/2009 → 12/2025
  Navion Financial Advisors
  Davis, CA
• 01/2019 → Present
  Cwm, Llc
  Omaha, NE
• 12/2025 → Present
  Carson Wealth
  Orlando, FL

Previous Registrations

• 2009-03-20 → 2020-01-02
  Navion Financial Advisors, Llc
  Davis, CA
• 2008-11-07 → 2012-05-25
  Lpl Financial Llc
  Davis, CA
  Davis, CA
• 2006-10-10 → 2008-11-07
  Mml Investors Services, Llc
  Sacramento, CA

Other Businesses

NAME OF BUSINESS: Inclusive Arts Alliance NATURE: Non-profit START: 01/01/2025 POSITION: Board Member APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: 3-6 meetings per year, direct strategies/events NAME OF BUSINESS: Chautauqua Dance Circle NATURE: Ballet START: 05/24/2022 POSITION: Board Member APPX. HRS/MONTH: 5 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 5 DUTIES: Attend occasional Board meetings virtually or in person NAME OF BUSINESS: Anbec Advisors NATURE: Value & Special Interest Investments START: 06/01/2014 POSITION: Partial Owner APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: his is the entity that OWNS an investment Partnership, run by my brother (and formerly my father). The Partnership is Anbec Partners, and I hold no accounts with the Partnership itself. I just have a stake in the business entity. Zero income in past decade. NAME OF BUSINESS: N/A NATURE: Family Foundation START: 02/09/2012 POSITION: President APPX. HRS/MONTH: 8 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 25 DUTIES: Oversee all charitable distributions (since 2012). I only control the checkbook (outbound), my brother is the investment advisor- and he has no control over distributions. We have distinct 50/50 rolls in the Foundation. He is not a Board member. NAME OF BUSINESS: Ecology Project International (EPI) NATURE: Send High School students on biology field research projects to work along scientists and inspire the next generation of conservation leaders. START: 05/31/2025 POSITION: Emeritus Board Member (lifelong) APPX. HRS/MONTH: 2 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 25 DUTIES: Attend 4 annual board meetings (2 in person, 2 via Zoom), prep occasional documents related to those meetings. As an emeritus member, I have exceeded the maximum of 3 three year terms (10th year). Do not have ability to vote, just advise. The Board voted me into this continuing position. FIXED INSURANCE NATURE: Insurance START: 06/09/2009 APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams

• S66 Uniform Combined State Law Examination
  2006-09-07

Designations

Other Names

• Steve Anderson