Horace Richard Carney

Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 01/2024
  The Vanguard Group, Inc.
  Charlotte, NC
• 05/2015 → Present
  Judah Church
  Charlotte, NC
• 01/2017 → Present
  Self Employed
  Charlotte, NC
• 02/2024 → Present
  Ally Invest Securities Llc
  Charlotte, NC
• 02/2024 → Present
  Ally Invest Advisors
  Charlotte, NC

Previous Registrations

• 2016-05-26 → 2024-02-07
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

Judah Church. Non-Investment related. 12615 Steele Creek Rd, Charlotte NC, 28273. Drummer. 05/01/2015. 0-20 hrs/month. Drummer for local church. Self Employed. Non-Investment related. 13301 Mallard Landing Rd, Charlotte NC, 28278. Drum Teacher. 01/01/2017. 0-20 hrs/month. Teaching drum lessons to students.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-09
• S63 Uniform Securities Agent State Law Examination
  2013-12-19

Designations

• Certified Financial Planner

Other Names

• Horace Richard Carney
• Horace Richard Carney