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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-09-09
FL RA APPROVED 2014-02-04
TX RA APPROVED 2014-02-03
  • SC RA
    APPROVED
    Since 2015-09-09
  • FL RA
    APPROVED
    Since 2014-02-04
  • TX RA
    APPROVED
    Since 2014-02-03

Branch Locations

1604 E Main St, Spartanburg, SC 29307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spartanburg SC 11/2013 Present
Bank Of America, N.A. Spartanburg SC 01/2014 Present
Other Businesses

I*2794268, Entity Type: , Name of OBA: MR J R M II TTEE A H M TTEE (See note...), Address: Spartanburg, South Carolina, 29302, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/27/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-01-31
Other Names
  • John Robert Mauney

View on SEC IAPD

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