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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-21 |
| TX | RA | APPROVED | 2023-11-21 |
| NJ | RA | APPROVED | 2023-03-31 |
Branch Locations
60 Columbia Road Building A, Suite 300, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regentatlantic | Morristown | NJ | 09/2005 | 03/2023 |
| Cipw Service Company, Llc | Toronto | 01/2022 | 07/2023 | |
| Corient | Morristown | NJ | 12/2022 | Present |
| Corient Services Llc | Miami | FL | 07/2023 | Present |
As of 2010, I am the President of Prestige Worldwide Rentals, LLC and BK Lounge LLC, rental real estate businesses located at 4 Quail Run, Randolph, NJ 07869. I devote approximately 1 hour per month to this activity, not during securities trading hours. My duties include collecting rent checks electronically and troubleshooting tenant issues, which are subbed out to professionals (e.g., plumbers and electricians).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-12-27 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-10 |
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