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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-17 |
| MA | RA | APPROVED | 2025-10-15 |
| TX | RA | APPROVED_RES | 2025-10-07 |
Branch Locations
121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management | Andover/Boston | MA | 11/2013 | 12/2023 |
| Unemployed | Somerville | MA | 01/2024 | 10/2025 |
| Voya Financial Advisors | Boston | MA | 10/2025 | Present |
| Somerville Collectibles | Somerville | MA | 01/2024 | Present |
SOMERVILLE COLLECTIBLES POSITION: Owner NATURE: buying and selling sports cards INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 15 Perry St, Somerville MA 02143, United States DESCRIPTION: owner and operator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-22 |
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