Eric Douglas Taylor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED	2015-07-21
NJ	RA	APPROVED	2014-06-13

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED

Since 2015-07-21
NJ RA
APPROVED

Since 2014-06-13

Branch Locations

940 Route 109, Lindenhurst, NY 11757 • United States

Amityville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lindenhurst	NY	01/2014	Present

01/2014 → Present

Lpl Financial Llc

Lindenhurst, NY

Other Businesses

1. 01/08/2014-NORTH EAST WEALTH MANAGEMENT/DBA ONLY/80&/LINDENHURST,NY 2. 01/08/2014-ERIC TAYLOR, ESQ/ATTORNEY/ATTORNEY - ESTATE PLANNING IE: WILLS, TRUST, PROBATE, TRAFFIC COURT/20%/LINDENHURST,NY 3. 08/06/2014 - THE TAX AND FINANCIAL CENTER - TAX PREP/ACCOUNTING/CPA - ADMINISTRATIVE DUTIES IN RELATION TO TAX PREPARATION - LINDENHURST, NY 4. 02/21/2017 - Public Notary - Not Investment Related - 940 Route 109, Lindenhurst, NY 11757 - Other-Notary - Started 09/20/16 - 1 Hour Per Month/1 Hour During Securities Trading - Licensed Notary Public 5. 07/16/2026 - Village of Amityville - Politics/ Government - Not Investment Related - Amityville, NY - Start Date 05/21/2026 - 4 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-11

S66 Uniform Combined State Law Examination

2014-06-11

Other Names

Eric Taylor

View on SEC IAPD