Eric Donald Dufour

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-04
NH	RA	APPROVED	2023-09-01

TX RA
APPROVED

Since 2024-09-04
NH RA
APPROVED

Since 2023-09-01

Branch Locations

Hampton Falls, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American General	Houston	TX	05/2008	Present
Sagepoint Financial	Exeter	NH	11/2013	Present
Osaic Wealth, Inc.	Hampton Falls	NH	09/2023	Present

05/2008 → Present

American General

Houston, TX
11/2013 → Present

Sagepoint Financial

Exeter, NH
09/2023 → Present

Osaic Wealth, Inc.

Hampton Falls, NH

Previous Registrations

2022-11-01 → 2023-09-01

Osaic Services, Inc.

Scottsdale, AZ

Exeter, NH

Hampton Falls, NH

Other Businesses

ERIC DUFOUR POSITION: Advisor NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/20/2008 ADDRESS: 12 Glenwood Rd., Hampton Falls NH 03844, United States DESCRIPTION: Selling Fixed Insurance Products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-11-21

S63 Uniform Securities Agent State Law Examination

2013-11-21

Designations

Certified Financial Planner

View on SEC IAPD