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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-24
  • TX RA
    APPROVED_RES
    Since 2025-02-24

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Woburn, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Limited Partnership Andover MA 11/2013 05/2021
Putnam Investment Management, Llc Boston MA 05/2017 05/2021
Mml Investors Services, Llc Boston MA 06/2021 Present
Mass Mutual Life Insurance Company Boston MA 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-10
S63 Uniform Securities Agent State Law Examination 2014-02-18
  • S65 Uniform Investment Adviser Law Examination
    2017-05-10
  • S63 Uniform Securities Agent State Law Examination
    2014-02-18
Designations
Other Names
  • Andrew Piatelli

View on SEC IAPD

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