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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-01-23 |
| RI | RA | APPROVED | 2021-02-18 |
| CT | RA | APPROVED | 2017-08-17 |
Branch Locations
60 State St, Suite 2100, Boston, MA 02109 • United States
Fort Collins, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boston | MA | 11/2015 | 08/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2015 | 08/2017 |
| Ameriprise Financial Services Inc | Boston | MA | 08/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Boston | MA | 03/2020 | Present |
Other Business Activities; Youtube; I want to make comedy/hobby commentary videos and post them on Youtube. The content that I post will have no references to anything finance/investment related. I was advised to submit this OBA disclosure in the unlikely event that it generates revenue in the future. I have not earned any compensation whatsoever from this hobby at any point in the past.; 6008 Autumn Breeze Ct, , Fort Collins, Colorado, United States, CO, 80528; Not Investment-Related; 01/29/2025; 0 hours per month; 0 during trading hours / TikTok; I want to make comedy/hobby commentary videos and post them on TikTok. The content that I post will have no references to anything finance/investment related. I was advised to submit this OBA disclosure in the unlikely event that it generates revenue in the future. I have not earned any compensation whatsoever from this hobby at any point in the past.; 6008 Autumn Breeze Ct, , Fort Collins, Colorado, United States, CO, 80528; Not Investment-Related; 01/29/2025; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-29 |
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