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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-01-23
RI RA APPROVED 2021-02-18
CT RA APPROVED 2017-08-17
  • CO RA
    APPROVED
    Since 2023-01-23
  • RI RA
    APPROVED
    Since 2021-02-18
  • CT RA
    APPROVED
    Since 2017-08-17

Branch Locations

60 State St, Suite 2100, Boston, MA 02109 • United States

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 11/2015 08/2017
Morgan Stanley Private Bank, National Association New York NY 12/2015 08/2017
Ameriprise Financial Services Inc Boston MA 08/2017 03/2020
Ameriprise Financial Services, Llc Boston MA 03/2020 Present
  • 11/2015 → 08/2017
    Boston, MA
  • 12/2015 → 08/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2017 → 03/2020
    Ameriprise Financial Services Inc
    Boston, MA
  • 03/2020 → Present
    Boston, MA
Previous Registrations
Other Businesses

Other Business Activities; Youtube; I want to make comedy/hobby commentary videos and post them on Youtube. The content that I post will have no references to anything finance/investment related. I was advised to submit this OBA disclosure in the unlikely event that it generates revenue in the future. I have not earned any compensation whatsoever from this hobby at any point in the past.; 6008 Autumn Breeze Ct, , Fort Collins, Colorado, United States, CO, 80528; Not Investment-Related; 01/29/2025; 0 hours per month; 0 during trading hours / TikTok; I want to make comedy/hobby commentary videos and post them on TikTok. The content that I post will have no references to anything finance/investment related. I was advised to submit this OBA disclosure in the unlikely event that it generates revenue in the future. I have not earned any compensation whatsoever from this hobby at any point in the past.; 6008 Autumn Breeze Ct, , Fort Collins, Colorado, United States, CO, 80528; Not Investment-Related; 01/29/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-30
S63 Uniform Securities Agent State Law Examination 2014-01-29
  • S66 Uniform Combined State Law Examination
    2014-08-30
  • S63 Uniform Securities Agent State Law Examination
    2014-01-29
Designations

View on SEC IAPD

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