Roya Mohammadi

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 08/2019
  Bankers Life And Casualty
  Culver City, CA
• 05/2016 → 08/2019
  Bankers Life Securities, Inc.
  Long Beach, CA
• 11/1992 → 08/2019
  Bankers Life
  Long Beach, CA
• 08/2021 → 09/2021
  Pfs Investments Inc.
  Riverside, CA
• 11/2019 → 09/2021
  Primerica Financial Services
  Riverside, CA
• 03/2020 → Present
  Royal Financial Advising
  Anaheim, CA
• 07/2020 → 09/2023
  Alt Financial Network
  Irvine, CA
• 09/2019 → Present
  Blue Cross
  Anaheim, CA
• 12/2020 → Present
  Blue Shield
  Anaheim, CA
• 10/2019 → 05/2025
  Athene
  Anaheim, CA
• 09/2023 → 05/2025
  Transamerica Life Insurance
  Anaheim, CA
• 03/2021 → 05/2025
  Equitrust
  Anaheim, CA
• 01/2021 → 05/2025
  Pruco Life Insurance
  Anaheim, CA
• 11/2022 → 05/2025
  Savings Bank Mutual Life Insurance Company Of Massachusetts
  Anaheim, CA
• 11/2022 → 05/2025
  Fidelity And Guaranty Life Insurance Company
  Anaheim, CA
• 09/2023 → 05/2025
  Moloney Securities Co., Inc.
  Manchester, MO
• 09/2023 → 05/2025
  Moloney Securities Asset Management, Llc
  Manchester, MO
• 05/2025 → Present
  Lpl Enterprise Llc
  Irvine, CA

Previous Registrations

• 2021-08-09 → 2021-09-09
  Pfs Investments Inc.
  Riverside, CA
• 2017-03-27 → 2019-08-15
  Bankers Life Advisory Services, Inc.
  Long Beach, CA
  Chicago, IL

Other Businesses

1. 05/28/2025 - Medicare coverage plans - Non-Variable Insurance - INV REL - ANAHEIM, CA - Start Date 09/05/2019 - 20 HRS/MO 2. 05/28/2025 - Southern California Funding Inc. - Mortgage/Real Estate Services - INV REL - Irvine, CA - Start Date 10/01/2023 - 20 HRS/MO 3. 05/28/2025 - Coldwell Banker Platinum Properties - Mortgage/Real Estate Services - INV REL - Irvine, CA - Start Date 09/27/2023 - 35 HRS/MO 4. 05/28/2025 - Royal Financial Advising Inc - Business Entity For Tax/Investment Purposes Only - INV REL - Anaheim, CA - Start Date 03/04/2020 - 5 HRS/MO

Exams

• S66 Uniform Combined State Law Examination
  2025-04-22
• S63 Uniform Securities Agent State Law Examination
  2015-07-16

Other Names

• Roya Mohammadi
• Zahra Mohammadi
• Roya Zahra Mohammadi
• Zahra Mohammadi
• Roya Zahra Mohammadi